Personnel SFC Licences and HKMA Registrations (ID 1961441)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Markets Trading Limited	Rep	Dealing in securities	2026-07-24	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2023-04-26	2024-09-30
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2022-09-26	2023-03-17
	Rep	Dealing in securities	2022-09-26	2023-03-17
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2021-02-02	2022-07-22
	Rep	Dealing in securities	2021-02-02	2022-07-22
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-10-26	2022-07-22
	Rep	Dealing in securities	2017-10-26	2022-07-22
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2012-10-03	2016-08-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.