Personnel SFC Licences and HKMA Registrations (ID 1961448)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jane Street Asia Pacific Limited	Rep	Dealing in futures contracts	2024-07-25	-
	Rep	Dealing in securities	2024-07-25	-
JANE STREET HONG KONG LIMITED	Rep	Dealing in futures contracts	2023-09-07	-
	Rep	Dealing in securities	2023-09-07	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2014-10-10	2023-01-13
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2014-10-10	2023-01-13
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2012-10-03	2014-07-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2012-10-03	2014-07-19
	Rep	Dealing in securities	2012-10-03	2014-07-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.