Personnel Hong Kong SFC License Details (ID 1962659)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Prudence Investment Management (Hong Kong) Limited	Rep	Advising on securities	2025-10-16	-
	Rep	Asset management	2025-10-16	-
	Rep	Advising on securities	2017-07-27	2018-09-21
	Rep	Asset management	2017-07-27	2018-09-21
	Rep	Dealing in securities	2017-07-27	2018-09-21
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Advising on securities	2012-10-05	2013-09-19