Personnel Hong Kong SFC License Details (ID 19626701)

Personnel Hong Kong SFC License Details (ID 19626701)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Advising on securities	2020-08-28	2022-01-24
	RO	Asset management	2020-08-28	2022-01-24
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2019-10-18	2022-01-24
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2019-06-18	2022-01-24
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Asset management	2019-01-11	2020-08-28
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	Rep	Asset management	2019-01-11	2022-01-24
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Dealing in securities	2018-12-13	2022-01-24
Everbright Securities Investment Services (HK) Limited	RO	Dealing in securities	2018-12-13	2022-01-24
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-07-13	2018-11-15
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2018-07-13	2018-11-15
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-07-13	2018-12-13
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2018-07-13	2018-12-13