Personnel Hong Kong SFC License Details (ID 19628150)

Personnel Hong Kong SFC License Details (ID 19628150)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2025-06-16	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2025-06-16	-
	Rep	Dealing in securities	2025-06-16	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2021-05-05	2025-04-07
Morgan Stanley Asia Limited	Rep	Dealing in securities	2021-04-26	2025-04-07
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2021-04-26	2025-04-07
	Rep	Dealing in securities	2021-04-26	2025-04-07
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2018-07-13	2021-03-08
	Rep	Dealing in securities	2018-07-13	2021-03-08