Personnel Hong Kong SFC License Details (ID 1963425)

Personnel Hong Kong SFC License Details (ID 1963425)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HONGKONG NEW PORT FUND MANAGEMENT LIMITED	RO	Advising on securities	2025-03-04	-
TFI Securities and Futures Limited	RO	Advising on securities	2023-06-29	2024-03-28
TFI Asset Management Limited	Rep	Advising on futures contracts	2020-05-27	2024-03-28
	RO	Advising on securities	2019-12-09	2024-03-28
TFI Securities and Futures Limited	Rep	Dealing in securities	2019-10-23	2024-03-28
TFI Asset Management Limited	Rep	Advising on securities	2019-10-02	2019-12-09
SDIC SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2018-07-12	2019-06-30
	Rep	Advising on securities	2012-10-08	2018-07-12