Personnel Hong Kong SFC License Details (ID 1963428)

Personnel Hong Kong SFC License Details (ID 1963428)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nexus Investment Advisors Limited	RO	Advising on securities	2020-11-26	-
	RO	Asset management	2020-11-26	-
	RO	Dealing in securities	2020-11-26	2022-01-04
	Rep	Advising on securities	2018-04-19	2020-11-26
	Rep	Asset management	2018-04-19	2020-11-26
	Rep	Dealing in securities	2018-04-19	2020-11-26
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2016-06-01	2018-04-06
	Rep	Asset management	2016-06-01	2018-04-06
	Rep	Dealing in securities	2016-06-01	2018-04-06
VALUE PARTNERS LIMITED	Rep	Advising on securities	2016-06-01	2018-04-06
	Rep	Asset management	2016-06-01	2018-04-06
	Rep	Dealing in securities	2016-06-01	2018-04-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-08-25	2014-10-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-07-08	2014-10-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2012-10-08	2014-10-11