Personnel SFC Licences and HKMA Registrations (ID 1964092)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2024-07-02	-
	Rep	Asset management	2024-07-02	-
	Rep	Dealing in securities	2024-07-02	-
Manulife General Account Investments (HK) Limited	Rep	Advising on securities	2020-04-16	2024-07-01
	Rep	Asset management	2020-04-16	2024-07-01
	Rep	Dealing in securities	2020-04-16	2024-07-01
Adamas Asset Management (HK) Limited	Rep	Asset management	2016-07-28	2016-08-27
CMS CAPITAL (HK) CO., LIMITED	Rep	Advising on securities	2015-07-17	2016-04-29
	Rep	Asset management	2015-07-17	2016-04-29
Anbang Capital (Hong Kong) Co. Limited	Rep	Advising on corporate finance	2014-02-25	2015-06-09
	Rep	Advising on securities	2014-02-25	2015-06-09
	Rep	Dealing in securities	2014-02-25	2015-06-09
Tenacity Partners Limited	Rep	Advising on corporate finance	2012-10-09	2013-12-17
	Rep	Dealing in securities	2012-10-09	2014-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.