Personnel Hong Kong SFC License Details (ID 1965075)

Personnel Hong Kong SFC License Details (ID 1965075)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-09-07	-
	RO	Asset management	2020-09-07	-
	Rep	Advising on securities	2020-05-25	2020-09-07
	Rep	Asset management	2020-05-25	2020-09-07
Grandbay Securities Limited	RO	Dealing in securities	2019-09-30	2020-04-19
Grandbay Capital Limited	RO	Advising on securities	2018-12-19	2020-04-19
	RO	Asset management	2018-12-19	2020-04-19
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	RO	Advising on securities	2015-07-13	2017-03-31
	RO	Asset management	2015-07-13	2017-03-31
	RO	Dealing in securities	2015-07-13	2017-03-31
	Rep	Advising on securities	2015-04-27	2015-07-13
	Rep	Asset management	2015-04-27	2015-07-13
	Rep	Dealing in securities	2015-04-27	2015-07-13
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-10-11	2015-03-18
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2012-10-11	2015-03-18