Personnel Hong Kong SFC License Details (ID 1965667)

Personnel Hong Kong SFC License Details (ID 1965667)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PANTHERTRADE (HONG KONG) LIMITED	RO	Providing automated trading services	2025-01-27	-
	RO	Dealing in securities	2025-01-27	-
BITFIRE ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2021-09-09	2023-05-25
	RO	Asset management	2021-09-09	2023-05-25
	Rep	Advising on securities	2021-04-14	2021-09-09
	Rep	Asset management	2021-04-14	2021-09-09
CSOP Asset Management Limited	Rep	Dealing in securities	2017-02-22	2020-08-28
	Rep	Advising on securities	2017-02-22	2020-11-20
	Rep	Asset management	2017-02-22	2020-11-20
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2015-06-05	2016-01-21
	Rep	Dealing in securities	2015-06-05	2016-01-21
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2012-10-12	2015-04-28
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2012-10-12	2015-04-28
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-10-12	2015-04-28