Personnel Hong Kong SFC License Details (ID 1965670)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2025-09-17	-
	Rep	Dealing in futures contracts	2023-08-29	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2014-05-27	2021-11-02
	Rep	Dealing in securities	2014-05-27	2021-11-02
Morgan Stanley Asia Limited	Rep	Dealing in securities	2012-10-12	2021-11-02
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-10-12	2021-11-02