Personnel Hong Kong SFC License Details (ID 1966233)

Personnel Hong Kong SFC License Details (ID 1966233)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNCB (Hong Kong) Capital Limited	Rep	Dealing in securities	2020-02-07	2021-08-01
	Rep	Advising on securities	2020-01-02	2021-08-01
	Rep	Asset management	2020-01-02	2021-08-01
Great Wall Pan Asia Asset Management Limited	Rep	Advising on securities	2015-07-24	2019-08-13
	Rep	Asset management	2015-07-24	2019-08-13
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2013-10-17	2015-07-08
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in futures contracts	2012-10-15	2013-09-27
	Rep	Dealing in securities	2012-10-15	2013-09-27