Sakaguchi, Tairiku SFC Licences and HKMA Registrations (ID 1966767)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2013-10-03	-
	Rep	Advising on securities	2013-07-10	2013-07-12
	Rep	Advising on securities	2012-10-16	2012-10-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.