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Wu, Nan (SFC:BAF153) 吳南 Hong Kong SFC License Details (ID 1967302)
Wu, Nan (SFC:BAF153) 吳南
SFC ID:
BAF153
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
DL SECURITIES (HK) LIMITED
Rep
Dealing in securities
2013-04-15
2013-06-30
Rep
Advising on corporate finance
2012-10-17
2013-06-30
Rep
Advising on securities
2012-10-17
2013-06-30