Personnel Hong Kong SFC License Details (ID 1968085)

Personnel Hong Kong SFC License Details (ID 1968085)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Polymer Capital Management (HK) Limited	Rep	Asset management	2026-06-22	-
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-11-05	2014-12-31
	Rep	Asset management	2014-11-05	2014-12-31
	Rep	Dealing in securities	2014-11-05	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2014-11-05	2026-02-03
	Rep	Asset management	2014-11-05	2026-02-03
	Rep	Dealing in securities	2014-11-05	2026-02-03
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2012-10-18	2014-10-22
	Rep	Asset management	2012-10-18	2014-10-22