Personnel Hong Kong SFC License Details (ID 1968808)

Personnel Hong Kong SFC License Details (ID 1968808)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2023-11-24	2024-01-26
	Rep	Dealing in securities	2023-11-24	2024-01-26
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-06-15	2022-02-19
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2018-11-19	2019-08-16
	Rep	Advising on securities	2018-11-19	2019-08-16
	Rep	Dealing in securities	2018-11-19	2019-08-16
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2012-10-19	2013-08-28