Personnel SFC Licences and HKMA Registrations (ID 1968826)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2018-11-01	-
	Rep	Dealing in securities	2018-10-19	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-02-24	2018-07-11
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-07-31	2018-07-11
NATIXIS ASIA LIMITED	Rep	Advising on securities	2012-10-19	2014-04-25
	Rep	Dealing in securities	2012-10-19	2014-04-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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