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Ho, Karl William Uy 何家昌 Hong Kong SFC License Details (ID 1968830)
Ho, Karl William Uy 何家昌
SFC ID:
BAI192
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED
Rep
Advising on securities
2012-10-19
2013-12-17
Rep
Dealing in securities
2012-10-19
2013-12-17