Personnel Hong Kong SFC License Details (ID 1970195)

Personnel Hong Kong SFC License Details (ID 1970195)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHANGFENG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2024-11-29	-
	Rep	Asset management	2024-11-29	-
Verity Capital Limited	Rep	Asset management	2017-02-07	2023-03-01
GREATER CHINA SECURITIES LIMITED	Rep	Dealing in securities	2016-11-04	2023-03-01
OnePlatform Asset Management Limited	Rep	Dealing in securities	2014-03-05	2014-03-07
DL SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-04-15	2013-06-14
	Rep	Advising on corporate finance	2012-10-24	2013-06-14
	Rep	Advising on securities	2012-10-24	2013-06-14