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Ku, Tat Wai 古達威 Hong Kong SFC License Details (ID 1970202)
Ku, Tat Wai 古達威
SFC ID:
BAE812
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CIS SECURITIES ASSET MANAGEMENT LIMITED
Rep
Dealing in securities
2019-02-18
2021-11-08
OnePlatform Asset Management Limited
Rep
Dealing in securities
2012-10-24
2018-09-17