Personnel Hong Kong SFC License Details (ID 1970204)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2017-09-19	2020-05-06
	Rep	Dealing in securities	2017-09-19	2020-05-06
Quam Securities Limited	Rep	Dealing in securities	2014-12-01	2015-09-01
OnePlatform Asset Management Limited	Rep	Dealing in securities	2012-10-24	2014-06-30