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Guo, Li (SFC:BAH307) 郭俐 Hong Kong SFC License Details (ID 1971979)
Guo, Li (SFC:BAH307) 郭俐
SFC ID:
BAH307
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ASA SECURITIES LIMITED
Rep
Advising on securities
2012-11-19
2013-05-15
Rep
Dealing in futures contracts
2012-11-19
2013-05-15
Rep
Dealing in securities
2012-10-29
2013-05-15