Personnel SFC Licences and HKMA Registrations (ID 1971981)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN ASSETS (ASIA) LIMITED	RO	Advising on securities	2026-09-25	-
	RO	Asset management	2026-09-25	-
	RO	Dealing in securities	2026-09-25	-
	Rep	Advising on securities	2026-09-10	2026-09-25
	Rep	Asset management	2026-09-10	2026-09-25
	Rep	Dealing in securities	2026-09-10	2026-09-25
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2015-07-21	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2015-07-21	2026-04-30
	Rep	Asset management	2015-07-21	2026-04-30
	Rep	Dealing in securities	2015-07-21	2026-04-30
BOCHK Asset Management Limited	Rep	Advising on securities	2012-10-29	2015-07-10
	Rep	Asset management	2012-10-29	2015-07-10
	Rep	Dealing in securities	2012-10-29	2015-07-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.