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Jen, Lu Chien 任露茜 SFC Licences and HKMA Registrations (ID 1973759)
Jen, Lu Chien 任露茜
SFC ID:
AWU837
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
FIRST SECURITIES (HK) LIMITED
Rep
Dealing in securities
2014-10-03
-
CAPITAL GLOBAL MANAGEMENT LIMITED
Rep
Dealing in securities
2012-10-31
2014-09-08
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.