Personnel Hong Kong SFC License Details (ID 1974576)

Personnel Hong Kong SFC License Details (ID 1974576)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2023-02-10	2025-02-07
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2023-02-10	2025-02-07
Realord Asia Pacific Securities Limited	Rep	Dealing in futures contracts	2021-06-29	2021-11-12
	RO	Dealing in securities	2020-03-05	2021-11-12
	Rep	Dealing in securities	2020-02-11	2020-03-05
SHANXI SECURITIES INTERNATIONAL LIMITED	RO	Dealing in securities	2019-07-16	2020-01-10
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-03-20	2020-01-10
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2019-03-20	2019-07-16
Quam Securities Limited	Rep	Dealing in futures contracts	2012-11-01	2019-02-03
	Rep	Dealing in securities	2012-11-01	2019-02-03