Personnel Hong Kong SFC License Details (ID 1974582)

Personnel Hong Kong SFC License Details (ID 1974582)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2024-02-14	-
	Rep	Asset management	2024-02-14	-
	Rep	Dealing in securities	2024-02-14	-
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Dealing in securities	2023-10-05	2024-01-31
	Rep	Advising on securities	2018-05-23	2024-01-31
	Rep	Asset management	2018-05-23	2024-01-31
DWS Investments Hong Kong Limited	Rep	Advising on securities	2017-10-10	2018-03-29
	Rep	Asset management	2017-10-10	2018-03-29
	Rep	Dealing in securities	2017-10-10	2018-03-29
CreditEase Wealth Management (HK) Limited	Rep	Advising on securities	2016-10-24	2017-08-23
	Rep	Asset management	2016-10-24	2017-08-23
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2013-08-26	2016-09-15
	Rep	Asset management	2013-08-26	2016-09-15
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2012-11-01	2016-09-15
	Rep	Asset management	2012-11-01	2016-09-15
	Rep	Dealing in securities	2012-11-01	2016-09-15
VALUE PARTNERS LIMITED	Rep	Advising on securities	2012-11-01	2016-09-15
	Rep	Asset management	2012-11-01	2016-09-15
	Rep	Dealing in securities	2012-11-01	2016-09-15