Personnel SFC Licences and HKMA Registrations (ID 1975267)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2025-11-07	-
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2022-09-20	2026-02-11
	RO	Advising on futures contracts	2021-09-13	2022-09-20
	Rep	Advising on futures contracts	2021-02-25	2021-09-13
	RO	Advising on securities	2021-02-19	-
	RO	Asset management	2021-02-19	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-12-12	2020-03-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-12-12	2020-03-16
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2012-11-02	2014-11-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.