Personnel Hong Kong SFC License Details (ID 1975268)

Personnel Hong Kong SFC License Details (ID 1975268)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2018-03-23	2018-03-27
	Rep	Dealing in securities	2018-03-23	2018-03-27
	Rep	Advising on securities	2017-04-03	2017-04-06
	Rep	Dealing in securities	2017-04-03	2017-04-06
	Rep	Advising on securities	2016-09-23	2016-09-29
	Rep	Dealing in securities	2016-09-23	2016-09-29
	Rep	Advising on securities	2015-10-15	2015-10-16
	Rep	Dealing in securities	2015-10-15	2015-10-16
	Rep	Advising on securities	2014-09-18	2014-09-19
	Rep	Dealing in securities	2014-09-18	2014-09-19
	Rep	Advising on securities	2014-07-03	2014-07-04
	Rep	Dealing in securities	2014-07-03	2014-07-04
	Rep	Advising on securities	2012-11-02	2012-11-03
	Rep	Dealing in securities	2012-11-02	2012-11-03