Personnel Hong Kong SFC License Details (ID 1975269)

Personnel Hong Kong SFC License Details (ID 1975269)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2018-01-09	2018-01-15
	Rep	Dealing in securities	2017-03-22	2017-03-27
	Rep	Dealing in securities	2017-01-10	2017-01-16
	Rep	Dealing in securities	2016-03-14	2016-03-21
	Rep	Dealing in securities	2016-01-04	2016-01-07
	Rep	Dealing in securities	2015-07-03	2015-07-13
	Rep	Dealing in securities	2015-03-06	2015-03-16
	Rep	Dealing in securities	2014-11-10	2014-12-09
	Rep	Dealing in securities	2014-03-18	2014-03-28
	Rep	Dealing in securities	2014-02-21	2014-02-28
	Rep	Dealing in securities	2012-11-02	2012-11-09