Personnel Hong Kong SFC License Details (ID 1975935)

Personnel Hong Kong SFC License Details (ID 1975935)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Greenland (Asia) Securities Co., Limited	Rep	Advising on securities	2020-06-02	2022-08-31
	Rep	Asset management	2020-06-02	2022-08-31
KAISER CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2019-06-11	2020-04-30
	Rep	Asset management	2019-06-11	2020-04-30
Kaiser KT Capital Limited	RO	Advising on corporate finance	2018-09-27	2020-04-30
	Rep	Advising on corporate finance	2016-01-26	2018-09-27
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2013-09-23	2014-05-30
	Rep	Dealing in securities	2012-11-05	2014-05-30