Personnel Hong Kong SFC License Details (ID 1975939)

Personnel Hong Kong SFC License Details (ID 1975939)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2017-10-26	-
	Rep	Advising on securities	2016-10-07	-
HAITONG INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2016-03-04	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-06-28	2017-10-26
HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	Rep	Advising on corporate finance	2012-11-05	2019-11-30
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2012-11-05	2016-03-04