Personnel Hong Kong SFC License Details (ID 1975941)

Personnel Hong Kong SFC License Details (ID 1975941)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2021-11-18	-
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2019-11-19	2021-10-31
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2019-08-14	2021-10-31
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2019-03-06	2021-10-31
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2019-03-06	2021-10-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-01-08	2021-10-31
Bright Fund Management Limited	Rep	Asset management	2017-11-23	2021-10-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-11-23	2021-10-31
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2017-08-24	2021-10-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Asset management	2017-08-24	2021-10-31
	Rep	Dealing in securities	2017-08-24	2021-10-31
JS SECURITIES LIMITED (HK)	Rep	Advising on securities	2017-04-13	2017-07-21
XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2016-12-14	2017-07-21
JS SECURITIES LIMITED (HK)	Rep	Dealing in securities	2016-01-07	2017-07-21
KGI ASIA LIMITED	Rep	Dealing in securities	2013-06-27	2015-12-04
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-06-27	2015-12-04
Funderstone Futures Limited	Rep	Dealing in futures contracts	2012-11-05	2013-06-15
Funderstone Securities Limited	Rep	Dealing in securities	2012-11-05	2013-06-15