Personnel SFC Licences and HKMA Registrations (ID 1975946)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dingxin (Securities) Limited	RO	Asset management	2022-09-20	-
	RO	Advising on securities	2022-02-08	-
	RO	Dealing in securities	2022-02-08	-
HUNG SING SECURITIES LIMITED	RO	Advising on securities	2021-01-18	2021-09-01
	RO	Dealing in securities	2021-01-18	2021-09-01
CSPI Credit Ratings Company Limited	RO	Providing credit rating services	2018-02-26	2020-07-27
Asia Pacific Financial Investment Services Co., Limited	RO	Providing credit rating services	2017-03-15	2017-08-18
	Rep	Providing credit rating services	2016-07-04	2017-03-15
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2014-07-04	2016-06-10
Religare Capital Markets (Hong Kong) Limited	Rep	Advising on securities	2012-11-05	2014-05-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.