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Shum, Katharine Ka Wai 沈嘉慧 Hong Kong SFC License Details (ID 1977156)
Shum, Katharine Ka Wai 沈嘉慧
SFC ID:
BAK931
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
Bell Potter Securities (HK) Limited
RO
Dealing in securities
2016-08-02
2018-03-30
Rep
Dealing in securities
2012-11-07
2016-08-02