Webb-site Legacy

Yu, Yiqi (SFC:BAL416) 俞一騏

SFC ID:BAL416

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pinnacle Investment Management Limited	RO	Advising on securities	2022-07-21	-
	RO	Dealing in securities	2022-07-21	-
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2015-08-04	2019-05-14
	Rep	Dealing in securities	2015-08-04	2019-05-14
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2015-08-04	2019-05-14
	Rep	Dealing in securities	2015-08-04	2019-05-14
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2013-03-05	2015-07-31
	Rep	Asset management	2013-03-05	2015-07-31
	Rep	Dealing in securities	2013-03-05	2015-07-31
BOCI SECURITIES LIMITED	Rep	Advising on securities	2012-11-09	2012-12-29
	Rep	Dealing in securities	2012-11-09	2012-12-29