| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | RO | Asset management | 2025-09-16 | - |
| Rep | Asset management | 2023-02-28 | 2025-09-16 | |
| RO | Advising on securities | 2022-06-21 | - | |
| RO | Dealing in securities | 2022-06-21 | - | |
| Rep | Advising on securities | 2022-02-16 | 2022-06-21 | |
| Rep | Dealing in securities | 2022-02-16 | 2022-06-21 | |
| GUOTAI JUNAN FUND MANAGEMENT LIMITED | Rep | Dealing in securities | 2020-05-15 | 2020-11-24 |
| Rep | Advising on securities | 2020-04-15 | 2021-04-29 | |
| Rep | Asset management | 2020-04-15 | 2023-08-18 | |
| HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2015-03-31 | 2020-03-20 |
| Rep | Asset management | 2015-03-31 | 2020-03-20 | |
| Rep | Asset management | 2012-11-09 | 2013-05-17 |
No HKMA registrations in the collected records.