Personnel Hong Kong SFC License Details (ID 1978556)

Personnel Hong Kong SFC License Details (ID 1978556)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2023-08-07	-
	Rep	Dealing in securities	2023-08-07	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2019-07-22	2023-07-14
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2019-07-22	2023-07-14
	Rep	Dealing in futures contracts	2019-07-22	2023-07-14
	Rep	Dealing in securities	2019-07-22	2023-07-14
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2017-06-13	2019-05-14
	Rep	Dealing in futures contracts	2017-06-13	2019-05-14
	Rep	Dealing in securities	2012-11-09	2019-05-14