| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-11-21 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-11-21 | - |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-05-16 | 2023-11-05 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-05-16 | 2023-11-05 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-10-18 | 2023-11-05 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-07-14 | 2023-11-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-07-14 | 2023-11-05 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-11-09 | 2015-02-05 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-11-09 | 2015-02-05 |