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Personnel Hong Kong SFC License Details (ID 1978560)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
QUAD CAPITAL MANAGEMENT LIMITED
Rep
Advising on securities
2014-09-19
2017-01-31
Rep
Asset management
2014-09-19
2017-01-31
MY.Alpha Management HK Advisors Limited
Rep
Asset management
2012-11-09
2014-08-19