Sun, Yang (SFC:BAL785) 孫洋

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pleiad Investment Advisors Limited	Rep	Asset management	2021-04-21	-
INVENTIO CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2018-01-17	2021-02-16
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2015-01-12	2017-01-14
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2012-11-12	2014-11-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pleiad Investment Advisors Limited	Rep	Asset management	2021-04-21	-
INVENTIO CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2018-01-17	2021-02-16
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2015-01-12	2017-01-14
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2012-11-12	2014-11-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.