Personnel SFC Licences and HKMA Registrations (ID 1979199)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Advising on securities	2016-10-12	-
	Rep	Asset management	2016-10-12	-
	Rep	Dealing in securities	2016-10-12	-
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2014-03-28	2016-10-12
	Rep	Dealing in securities	2014-03-28	2016-10-12
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Advising on securities	2012-11-12	2014-04-30
	Rep	Asset management	2012-11-12	2014-04-30
	Rep	Dealing in securities	2012-11-12	2014-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.