Personnel Hong Kong SFC License Details (ID 1979201)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2018-03-06	2020-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2017-02-22	2017-02-26
	Rep	Dealing in securities	2017-02-22	2017-02-26
	Rep	Advising on securities	2016-10-27	2016-11-04
	Rep	Dealing in securities	2016-10-27	2016-11-04
	Rep	Advising on securities	2016-06-27	2016-06-30
	Rep	Dealing in securities	2016-06-27	2016-06-30
	Rep	Advising on securities	2015-12-14	2015-12-18
	Rep	Dealing in securities	2015-12-14	2015-12-18
	Rep	Advising on securities	2015-11-16	2015-11-20
	Rep	Dealing in securities	2015-11-16	2015-11-20
	Rep	Advising on securities	2015-04-20	2015-04-21
	Rep	Dealing in securities	2015-04-20	2015-04-21
	Rep	Advising on securities	2014-11-10	2014-11-14
	Rep	Dealing in securities	2014-11-10	2014-11-14
	Rep	Advising on securities	2014-04-22	2014-04-23
	Rep	Dealing in securities	2014-04-22	2014-04-23
	Rep	Advising on securities	2013-11-12	2013-11-13
	Rep	Dealing in securities	2013-11-12	2013-11-13
	Rep	Advising on securities	2013-04-22	2013-04-23
	Rep	Dealing in securities	2013-04-22	2013-04-23
	Rep	Advising on securities	2012-11-12	2012-11-14
	Rep	Dealing in securities	2012-11-12	2012-11-14