Personnel Hong Kong SFC License Details (ID 1979208)

Personnel Hong Kong SFC License Details (ID 1979208)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Apollo Capital Management Limited	Rep	Dealing in securities	2021-02-10	2021-04-30
	RO	Advising on securities	2020-05-12	2021-04-30
	RO	Asset management	2020-05-12	2021-04-30
	Rep	Advising on securities	2019-11-15	2020-05-12
	Rep	Asset management	2019-11-15	2020-05-12
Glory Sun Securities Limited	Rep	Advising on securities	2017-12-05	2019-10-31
	Rep	Asset management	2017-12-05	2019-10-31
	Rep	Dealing in securities	2017-12-05	2019-10-31
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Asset management	2014-02-07	2014-06-06
	Rep	Advising on securities	2012-11-12	2014-06-06
	Rep	Dealing in securities	2012-11-12	2014-06-06