Personnel Hong Kong SFC License Details (ID 1979847)

Personnel Hong Kong SFC License Details (ID 1979847)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-03	2014-09-12
	Rep	Dealing in securities	2013-02-19	2014-09-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-02-19	2013-08-31
	Rep	Dealing in securities	2013-02-19	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2012-11-13	2013-02-13
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-11-13	2013-02-13
	Rep	Dealing in securities	2012-11-13	2013-02-13