Personnel Hong Kong SFC License Details (ID 1979857)

Personnel Hong Kong SFC License Details (ID 1979857)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EDDID CAPITAL LIMITED	Rep	Advising on corporate finance	2026-06-11	2026-08-12
	Rep	Dealing in securities	2026-06-11	2026-08-12
Eddid Securities and Futures Limited	Rep	Dealing in securities	2026-06-11	2026-08-12
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2019-01-03	2021-02-11
	Rep	Dealing in securities	2019-01-03	2021-02-11
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2017-04-12	2018-12-05
Changjiang Corporate Finance (HK) Limited	Rep	Advising on corporate finance	2016-10-07	2018-12-05
SDHG International Asset Management Limited	Rep	Asset management	2015-03-16	2016-09-07
	Rep	Advising on corporate finance	2014-01-08	2016-09-07
	Rep	Advising on futures contracts	2012-11-13	2016-09-07
	Rep	Advising on securities	2012-11-13	2016-09-07