| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2021-11-18 | - |
| RO | Dealing in futures contracts | 2021-11-18 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on securities | 2021-11-18 | - |
| RO | Dealing in securities | 2018-08-14 | - |
| HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | RO | Advising on corporate finance | 2015-11-30 | 2018-08-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-06-28 | 2018-08-14 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2013-05-22 | 2018-08-14 |
| Rep | Advising on corporate finance | 2012-11-15 | 2013-05-22 |