Personnel SFC Licences and HKMA Registrations (ID 1981916)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEGAL &AMP; GENERAL INVESTMENT MANAGEMENT ASIA LIMITED	Rep	Asset management	2022-11-24	-
	Rep	Dealing in securities	2022-11-24	-
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2019-01-01	2021-09-09
	Rep	Asset management	2019-01-01	2021-09-09
	Rep	Dealing in securities	2019-01-01	2021-09-09
	Rep	Advising on securities	2012-11-16	2018-12-31
	Rep	Asset management	2012-11-16	2018-12-31
	Rep	Dealing in securities	2012-11-16	2018-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.