Wang, Lai 王來 SFC Licences and HKMA Registrations (ID 1981924)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TIGER BROKERS (HK) GLOBAL LIMITED	RO	Asset management	2024-03-26	-
	Rep	Advising on securities	2023-04-12	-
	Rep	Dealing in futures contracts	2023-04-12	-
	Rep	Dealing in securities	2023-04-12	-
Kylin International (HK) Co., Limited	RO	Asset management	2021-06-18	2023-03-09
	Rep	Asset management	2021-03-26	2021-06-18
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2020-10-07	2021-03-01
	Rep	Asset management	2020-10-07	2021-03-01
	Rep	Dealing in securities	2020-10-07	2021-03-01
China Innovation Capital Limited	Rep	Advising on securities	2015-11-24	2020-05-15
	Rep	Asset management	2015-11-24	2020-05-15
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2014-12-15	2015-11-06
	Rep	Asset management	2014-12-15	2015-11-06
	Rep	Dealing in securities	2014-12-15	2015-11-06
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2012-11-16	2014-11-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.