| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| XHK Limited | RO | Dealing in futures contracts | 2024-12-23 | - |
| RO | Dealing in securities | 2024-12-23 | - | |
| Arta Asset Management Limited | RO | Dealing in securities | 2023-05-23 | 2024-10-28 |
| Arta Global Futures Limited | RO | Dealing in futures contracts | 2023-05-23 | 2024-10-28 |
| ARTA GLOBAL MARKETS LIMITED | RO | Dealing in securities | 2023-05-23 | 2024-10-28 |
| Arta Asset Management Limited | Rep | Dealing in securities | 2023-02-07 | 2023-05-23 |
| Rep | Advising on securities | 2023-02-07 | 2024-10-28 | |
| Rep | Asset management | 2023-02-07 | 2024-10-28 | |
| Arta Global Futures Limited | Rep | Dealing in futures contracts | 2023-02-07 | 2023-05-23 |
| ARTA GLOBAL MARKETS LIMITED | Rep | Dealing in securities | 2023-02-07 | 2023-05-23 |
| Rep | Advising on securities | 2023-02-07 | 2024-10-28 | |
| Rep | Asset management | 2023-02-07 | 2024-10-28 | |
| XHK Limited | RO | Dealing in securities | 2021-05-27 | 2023-01-15 |
| RO | Dealing in futures contracts | 2020-07-22 | 2023-01-15 | |
| Rep | Dealing in futures contracts | 2019-03-14 | 2020-07-22 | |
| Rep | Dealing in securities | 2019-03-14 | 2021-05-27 | |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2018-03-13 | 2018-07-13 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2018-03-13 | 2018-07-13 |
| Hao Tian Asset Management Limited | Rep | Asset management | 2017-10-03 | 2018-01-10 |
| Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-08-30 | 2018-01-10 |
| Hao Tian International Securities Limited | Rep | Dealing in securities | 2017-05-04 | 2018-01-10 |
| CITIC Futures International Company Limited | Rep | Dealing in futures contracts | 2015-11-23 | 2017-03-16 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-11-19 | 2015-11-12 |
No HKMA registrations in the collected records.