Personnel Hong Kong SFC License Details (ID 1982008)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XHK Limited	RO	Dealing in futures contracts	2024-12-23	-
	RO	Dealing in securities	2024-12-23	-
Arta Asset Management Limited	RO	Dealing in securities	2023-05-23	2024-10-28
Arta Global Futures Limited	RO	Dealing in futures contracts	2023-05-23	2024-10-28
ARTA GLOBAL MARKETS LIMITED	RO	Dealing in securities	2023-05-23	2024-10-28
Arta Asset Management Limited	Rep	Dealing in securities	2023-02-07	2023-05-23
	Rep	Advising on securities	2023-02-07	2024-10-28
	Rep	Asset management	2023-02-07	2024-10-28
Arta Global Futures Limited	Rep	Dealing in futures contracts	2023-02-07	2023-05-23
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2023-02-07	2023-05-23
	Rep	Advising on securities	2023-02-07	2024-10-28
	Rep	Asset management	2023-02-07	2024-10-28
XHK Limited	RO	Dealing in securities	2021-05-27	2023-01-15
	RO	Dealing in futures contracts	2020-07-22	2023-01-15
	Rep	Dealing in futures contracts	2019-03-14	2020-07-22
	Rep	Dealing in securities	2019-03-14	2021-05-27
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2018-03-13	2018-07-13
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2018-03-13	2018-07-13
Hao Tian Asset Management Limited	Rep	Asset management	2017-10-03	2018-01-10
Hao Tian International Futures Limited	Rep	Dealing in futures contracts	2017-08-30	2018-01-10
Hao Tian International Securities Limited	Rep	Dealing in securities	2017-05-04	2018-01-10
CITIC Futures International Company Limited	Rep	Dealing in futures contracts	2015-11-23	2017-03-16
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2012-11-19	2015-11-12