Personnel Hong Kong SFC License Details (ID 1983280)

Personnel Hong Kong SFC License Details (ID 1983280)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Homeric Genesis Investment Management Co., Limited	RO	Advising on securities	2022-09-28	-
	RO	Asset management	2022-09-28	-
HONOR CAPITAL (HK) LIMITED	RO	Advising on securities	2019-05-14	2022-02-07
	RO	Asset management	2019-05-14	2022-02-07
LeZi Capital Limited	RO	Asset management	2017-01-16	2018-10-31
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-02-18	2016-06-01
	Rep	Asset management	2014-02-18	2016-06-01
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2013-08-13	2014-01-24
KCG SECURITIES ASIA LIMITED	Rep	Advising on securities	2012-11-20	2013-03-26
	Rep	Dealing in securities	2012-11-20	2013-03-26